Ambler, Diane E.

Sarbanes-Oxley Act : planning & compliance / Diane E. Ambler, Lorraine Massaro, Kristen L. Stewart ; contributing authors, Jeffrey W. Acre ... [et al.]. - New York : Aspen, c2006- - v. (loose-leaf) ; 26 cm.

'Kirkpatrick & Lockhart Nicholson Ghaham LLP.'

Includes bibliographical references and index.

Overview of the Act -- CEO and CFO responsibilities and certifications -- SEC disclosure rules -- Directors' responsibilities and liabilities -- Audit committees -- Public Company Accounting Oversight Board -- Pension plan blackout periods and reporting of senior executive and director stock transactions -- Prohibition on loans to directors and officers -- Standards of professional conduct of attorneys -- New criminal penalties and SEC enforcement tools -- New York Stock Exchange corporate governance rules -- Nasdaq qualitative listing requirements and interpretive materials.

0735558736 (loose-leaf) RM711.75

2005-301341


Financial statements--Law and legislation--United States.
Disclosure of information--Law and legislation--United States.
Corporations--Accounting--Law and legislation--United States.
Corporations--Auditing--Law and legislation--United States.