Sarbanes-Oxley Act : planning & compliance /
Diane E. Ambler, Lorraine Massaro, Kristen L. Stewart ; contributing authors, Jeffrey W. Acre ... [et al.].
- New York : Aspen, c2006-
- v. (loose-leaf) ; 26 cm.
'Kirkpatrick & Lockhart Nicholson Ghaham LLP.'
Includes bibliographical references and index.
Overview of the Act -- CEO and CFO responsibilities and certifications -- SEC disclosure rules -- Directors' responsibilities and liabilities -- Audit committees -- Public Company Accounting Oversight Board -- Pension plan blackout periods and reporting of senior executive and director stock transactions -- Prohibition on loans to directors and officers -- Standards of professional conduct of attorneys -- New criminal penalties and SEC enforcement tools -- New York Stock Exchange corporate governance rules -- Nasdaq qualitative listing requirements and interpretive materials.
0735558736 (loose-leaf) RM711.75
2005-301341
Financial statements--Law and legislation--United States. Disclosure of information--Law and legislation--United States. Corporations--Accounting--Law and legislation--United States. Corporations--Auditing--Law and legislation--United States.